Archives

As the compliance environment becomes more complex, your marketing department must stay on top of all the rules and regulations. What can you say in advertisements? What must you say? What can you not say? Many sets of rules govern these questions, and more are on the way. How about your promotional efforts – contacting prospects and customers to let them know what you have available? This webinar will provide many examples of how the rules apply as well as recommendations on how to deal with all the requirements.

As the compliance environment becomes more complex, your marketing department must stay on top of all the rules and regulations. What can you say in advertisements? What must you say? What can you not say? Many sets of rules govern these questions, and more are on the way. How about your promotional efforts – contacting prospects and customers to let them know what you have available? This webinar will provide many examples of how the rules apply as well as recommendations on how to deal with all the requirements.

In Part II, we discuss the Customer Identification Program (CIP) rules, other BSA reporting, including funds transfer recordkeeping, PEPs, pouch rules, and the Office of Foreign Asset Control (OFAC) regulations.

In Part I, we discuss the Bank Secrecy Act provisions in general, including program requirements, risk assessments, CTRs, SARs, and the Beneficial Owner provisions, among other things.

Keeping up with changes and deadlines in the compliance area gets more complex every year. Now, we can assist you with that task. Carl Pry gives an update on the most recent changes to the compliance landscape in addition to covering what considerations lie ahead. Attendees receive handouts each quarter including a calendar and timeline of future expected regulatory updates.

Keeping up with changes and deadlines in the compliance area gets more complex every year. Now, we can assist you with that task. Carl Pry gives an update on the most recent changes to the compliance landscape in addition to covering what considerations lie ahead. Attendees receive handouts each quarter including a calendar and timeline of future expected regulatory updates.

How is your fair lending program? Have you accounted for these new risks examiners are looking for? This program will help you to understand the extent and particulars of Regulation B, the Fair Housing Act (FHA), and guidance the regulatory agencies (including the CFPB) have introduced recently. We’ll also discuss trends in fair lending and the direction Congress, agencies, and the courts are likely to go in the new future.

The flood insurance regulations have been around since 1996 (the Act since the 60s!), yet examiners continue to cite numerous violations and fines. Compliance seems simple but is much more difficult in practice. Flood insurance compliance is always one of the regulators’ principal areas of concern. This webinar will concentrate on some of the more vexing current issues in flood compliance, such as monitoring, contents coverage, and the ever-present condo problem, by talking through sample scenarios and explaining best practices in keeping your portfolio covered.

We’re now a couple of years into the “new age” of HMDA – increased coverage requirements, data collection and submission, as well as risk. How are you doing with all this? We’ll review all the pain points of HMDA, including for action taken and various of the data points. We’ll also address a number of questions: What will examiners be looking at it? What are the fair lending issues and risks you need to be aware of after submission? We’ll discuss the current state of HMDA so close to submission in this session and get some of your questions answered.