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Bank Broker/Dealer Exemptions: Regulation R

Course Description

Given its many complexities and levels of conditional requirements, comprehending Regulation R can be a daunting task. Get savvy about its four primary provisions, as well as some of the additional exceptions available to banks under the rule, and learn what's next for regulatory agencies and banks.
90 Minutes
Series: Retail Banking for Banks
Roles: Retail
Accreditation: CCTS, CRCM, CRSP, CSOP, CTFA
Course Format: Online Self-Paced
Package: Breakthrough, Expansion

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