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Insider Trading

Course Description

Get savvy about securities law violations. Prevent potentially serious criminal and civil infractions and make informed decisions about trading activities.
60 Minutes
Series: Enterprise Risk Management & Compliance for Banks
Roles: Asset Management, Board of Directors, Commercial, Compliance - External Audit, Compliance - Internal Audit, Human Resources, Mortgage Professionals, Operations & IT, Retail, Wholesale Banking
Course Format: Online Self-Paced
Package: Breakthrough, Expansion

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