Management Overview of the BSA and AML Program
Course Description
This course explains the role of the board and management in the creation and management of the BSA/AML compliance program. It explains the four basic elements of a BSA/AML program including risk assessment, internal controls, independent testing and training.
20 Minutes
Series: Transaction Compliance
Roles: Asset Management, Commercial, Compliance - External Audit, Compliance - Internal Audit, Mortgage Professionals, Operations & IT, Retail
Course Format: Online Self-Paced
Package: Breakthrough, Expansion
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