National Bank Trust Activities (Part 9)
Course Description
National banks engaging in trust activities are subject to compliance with the Office of the Comptroller of the Currency (OCC) 12 CFR Part 9 ” also known as Regulation 9. Explore Regulation 9 basics, including the fiduciary requirements associated with discretionary investment reviews, administrative account reviews, conflicts of interest and self-dealing.
60 Minutes
Series: Banker's Knowledge
Roles: Asset Management, Commercial, Compliance - External Audit, Compliance - Internal Audit, Human Resources, Mortgage Professionals, Operations & IT, Retail, Wholesale Banking
Accreditation: CCTS, CRSP, CSOP, CTFA
Course Format: Online Self-Paced
Package: Breakthrough, Expansion
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