Reg O and W: Dealing with Insiders
Course Description
Handling transactions with an institution’s insiders can be tricky business – there are several important regulatory requirements to be aware of, primarily Regulations O and W. Many banks appoint a “Reg. O and W” officer to monitor these activities and assure compliance. In this webinar, we’ll detail the many requirements of Regulations O and W and provide tips to assure effective compliance management practices. We’ll talk about who the institution’s insiders and affiliates are and how to manage the many requirements.
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