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Regulation I - Microlearning FAST Modules

Course Description

This course provides a comprehensive understanding of Regulation I, including its key components, compliance requirements, and best practices. Participants will learn to apply Regulation I in daily operations through detailed explanations, real-world examples, and interactive content. By the end of this course, participants will be equipped to ensure their organizations adhere to all regulatory requirements.

FAST Modules:

  • Regulation I
  • Complying with Regulation I
  • Best Practices for Compliance
  • Case Study: Mastering a Regulatory Audit

*Each FAST Module is 5-10 minutes in length.

10 Minutes
Series: Microlearning FAST Modules
Roles: Asset Management, Board of Directors, Commercial, Compliance - External Audit, Compliance - Internal Audit, Human Resources, Mortgage Professionals, Operations & IT, Retail, Wholesale Banking
Course Format: Microlearning FAST Modules

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