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Regulation L: Management Official Interlocks - Microlearning FAST Modules

Course Description

This course provides a comprehensive understanding of Regulation L, including its prohibitions and exemptions and the legal framework governing management official interlocks. Through detailed explanations, real-world examples, and interactive content, participants will learn to navigate these regulations effectively and ensure your organization remains compliant.

FAST Modules:

  • Regulation L: Overview 
  • Prohibitions of Reuglation L
  • Exemptions to Regulation L
  • Case Study: Navigating Regulation L Compliance

*Each FAST Module is 5-10 minutes in length.

10 Minutes
Series: Microlearning FAST Modules
Roles: Commercial, Compliance - Internal Audit, Human Resources, Retail
Course Format: Microlearning FAST Modules

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