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Regulation S: Rules Governing Offers and Sales Made Outside the United States Without Registration Under the Securities Act of 1933

Course Description

This course provides you with a high-level overview of Regulation S. The course discusses the background of the regulation, key provisions and components of the regulation, and impact and implications of the regulation for both financial institutions and consumers. This course also discusses any challenges an institution may face with complying with regulatory requirements, as well as considerations for a successful implementation of the regulation.

15 Minutes
Series: Regulation Rundown: A Letter-By-Letter Guide
Roles: All Employees
Course Format: Online Self-Paced

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