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Regulators: Who are they and what do they do?

Course Description

How do banks stay on the straight and narrow? We follow many laws that are approved by Congress, signed into law by the President and turned into regulations. The government sends auditors to check to see if banks are in compliance with these rules. We call these the œregulators which actually come from many different regulatory agencies. This class will give you insight into the activities and types of regulators.
10 Minutes
Series: Banking for Beginners
Roles: Asset Management, Board of Directors, Commercial, Compliance - External Audit, Compliance - Internal Audit, Human Resources, Mortgage Professionals, Operations & IT, Retail, Wholesale Banking
Course Format: Webinar

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