Regulatory and Legal Accountability
Course Description
This course provides a comprehensive overview of regulatory investigations and enforcement actions, outlining the legal responsibilities of board members in ensuring compliance with regulators. It also covers key legislation such as Sarbanes-Oxley (SOX) and Dodd-Frank, focusing on their impact on corporate governance and accountability.
Request more info
An investment in your employees is an investment in the health of your financial institution.
Let us create a unique online training program for you. Fill out the form to be contacted by a Sales Representative.

