Loading...

Regulatory and Legal Accountability

Course Description

This course provides a comprehensive overview of regulatory investigations and enforcement actions, outlining the legal responsibilities of board members in ensuring compliance with regulators. It also covers key legislation such as Sarbanes-Oxley (SOX) and Dodd-Frank, focusing on their impact on corporate governance and accountability. 

25 Minutes
Series: Board Fundamentals for Financial Institutions
Roles: Board of Directors
Course Format: Online Self-Paced

Request more info

An investment in your employees is an investment in the health of your financial institution.

Let us create a unique online training program for you. Fill out the form to be contacted by a Sales Representative.

How can we reach you?