Reporting and Recordkeeping Requirements - E3
Course Description
Reporting and recordkeeping are essential to BSA compliance, as the reports create the documentation needed to track criminal activity. As an employee, you may be responsible for collecting customer information to meet reporting and recordkeeping rules or reviewing and maintaining these reports.
30 Minutes
Series: Transaction Compliance
Roles: Asset Management, Commercial, Compliance - External Audit, Compliance - Internal Audit, Mortgage Professionals, Operations & IT, Retail
Course Format: E3, Online Self-Paced
Package: Breakthrough, Expansion
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