Loading...

Reporting and Recordkeeping Requirements ~ E3

Course Description

Reporting and recordkeeping are essential to BSA compliance, as the reports create the documentation needed to track criminal activity. This new microlearning video course explains the responsibilities of employees for collecting customer information to meet reporting and recordkeeping rules or reviewing and maintaining these reports.
30 Minutes
Series: Compliance Essentials
Roles: Mortgage Professionals, Mortgage Closer, Mortgage Loan Originator, Mortgage Processor, Mortgage Underwriter
Course Format: E3
Package: Compliance Essentials, Mortgage Advantage, Mortgage Complete, Mortgage Edge

Schedule a demo

An investment in your employees is an investment in the health of your financial institution.

Let us create a unique online training program for you. Fill out the form to be contacted by a Sales Representative.

How can we reach you?

View Related Series

Compliance Essentials

This package gives you access to the basics, with 16 courses aimed to provide an overall understanding of the mortgage compliance essentials.

View Series

Wealth Management

This series is designed to provide wealth management personnel training on regulatory compliance, ethical issues, types of products, and more.

View Series

Mortgage Servicing Compliance

Mortgage servicing plays an essential role in the mortgage lending process. Not only do servicers oversee routine servicing, ranging from payment processing, maintaining escrow accounts, and handling error resolution procedures, they also are involved with default servicing and the foreclosure process. These courses focus on regulatory requirements for mortgage servicers that are imperative to execute through policies and procedures.

View Series