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Sarbanes-Oxley Act Overview

Course Description

The Sarbanes-Oxley Act is a federal law that addresses standards of behavior for corporations and their employees. Understand these new standards and learn about the penalties that apply to individuals for non-compliance.
60 Minutes
Series: Enterprise Risk Management & Compliance for Banks
Roles: Asset Management, Board of Directors, Commercial, Compliance - External Audit, Compliance - Internal Audit, Human Resources, Mortgage Professionals, Operations & IT, Retail, Wholesale Banking
Accreditation: CCTS, CSOP, CTFA
Course Format: Online Self-Paced
Package: Breakthrough, Expansion

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