
The Volcker Rule - E3
Course Description
This course provides an overview of the high-risk investment activities prohibited by the Volcker Rule and the activities that are permitted and exempt from the rule's requirements. The types of compliance programs are explained as well as the requirements that must be implemented based on the banking entity's assets.
50 Minutes
Series: Enterprise Risk Management & Compliance for Banks
Roles: Asset Management, Board of Directors, Commercial, Compliance - External Audit, Compliance - Internal Audit, Human Resources, Mortgage Professionals, Operations & IT, Retail, Wholesale Banking
Course Format: E3
Package: Breakthrough, Expansion
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