Continuing Education Classroom

3 Hour NY SAFE: New York Mortgage Lending Compliance Updates (Live)

This course will take a look at the laws and regulations governing mortgage loan originators, lenders, and brokers doing business in New York. In Module 1, students will review standards of conduct, including license maintenance, compliance, and more. In Module 2, students will review prohibited conduct for licensees, as well as unique areas of state law that address high-cost loans, mortgage fraud, and disciplinary actions that may be taken when violations of the law occur.


SKU 4303NY23500B00

Certificate of Completion

What You'll Learn

  • Recall the standards to obtain and maintain a New York mortgage license
  • Discuss required conduct for mortgage professionals doing business in the state
  • Recognize state-specific requirements for originating certain loan types
  • Define standards under state law for making junior liens
  • Recall prohibited acts and practices for New York mortgage licensees
  • Recognize the disciplinary consequences of violating the law

How it Works

This course is delivered in a face to face format in which the student and instructor will occupy and interact in the same physical location. All materials for your NMLS-approved Live CE Courses will be handed to you on the scheduled day of class. Materials will include textbook(s), assessment(s), syllabi, Rules of Conduct (ROC) and a survey. At the beginning of class you will need to provide a valid photo ID during the time of registration in order to attend class. For all Live CE courses, you must be present and attentive for the full length of class. If you are unable to complete any section of the class, you will be required to reschedule. Any missed check-in will prevent you from receiving credit, and you will be required to reschedule. Before you are able to receive credit, you must also initial on the roster that you have read and understand the Rules of Conduct Document (ROC), which will be made available to you when you arrive to the class.


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