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New York Pre-license Training and Course Requirements

Get an understanding of mortgage lending and insurance state licensing and continuing education requirements

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New York Mortgage License Requirements

Application Requirements to become licensed in New York:

Description Requirement
Temporary Authority to Operate Eligible Yes
Application Fee $425.00
License Registration Fee $0.00
NMLS Processing Fee $35.00
Sponsorship Fee* $0.00
Credit Report Required $15.00
Criminal Background Check Required $36.25
Testing Required Yes, passing score of 75% or higher
SAFE MLO Test Cost $110.00
Work Remote Allowed No

*Note: A sponsorship request must be submitted by your employer. New York Banking Law requires all applicants for a Mortgage Loan Originator License to be affiliated through an employment or independent contractor relationship with a New York regulated entity.

Please see the NMLS Checklist for additional details.

New York NMLS Pre-License Education Requirements:

New state-licensed MLOs are required to complete 20 hours of NMLS-approved education. This includes:

  • 3 hours of federal law

  • 3 hours of ethics

  • 2 hours of non-traditional mortgage lending

  • 9 hours of electives

  • 3 hours of New York state-specific education

New York Jurisdiction specific education taken as part of Pre-licensure education (PE), cannot be older than three (3) years from the date of application.

New York Continuing Education Requirements:

State-licensed MLOs are required to complete 11 hours of NMLS-approved education annually beginning the year they are licensed (unless PE was completed in the same year). This includes:

  • 3 hours of federal law

  • 2 hours of ethics

  • 2 hours of non-traditional mortgage lending

  • 1 hour of electives

  • 3 hours of New York state-specific education

Note: NY-DFI will not accept any hours of other state-specific education to count towards the 1 hour of elective. MLOs are advised to complete either an 11 hour NY Comprehensive course or an 8 hour Comprehensive course and a 3 hour NY elective course.

MLOs are advised that to comply with the SAFE Act’s “successive years” rule, they may not take the same CE course two years in a row.

New York State Department of Financial Services Contact Info:

NMLS Resources: