Back to School and Back to Business With Compliance and Regulatory Updates for Banks in August 2023

This webinar will take a look at the TRID from a beginner’s perspective. This is a great opportunity for you and your team to learn the basics.

Audience: This webinar is designed for consumer real estate loan officers, loan processors, and compliance and audit personnel.

The webinar series will generally cover all major asset, liability, equity, income, and expense line items in a financial institution’s basic balance sheet and income statement.

Audience: The learning experience is designed for those who are new to bank accounting, bank auditing, or those who are looking for a refresher on the accounting practices and basic components of the balance sheet and income statement of a financial institution. Time should be allowed for post-session follow-up work on accounting exercises provided as part of the learning experience. The presentation information and extensive exhibit takeaways contribute significantly to the learning experience and provide a source for future reference on the accounting topics covered.

Getting started in compliance can be a daunting endeavor. Where to even start? What are the laws, regulations, and guidance that applies to the world of banking? Where can I find all this information to better help me do my job?

Audience: This interactive session will benefit anyone new to the area of retail banking compliance, whether in operations, lending, AML/BSA, or anywhere else. As well, this information will benefit professionals looking to fill in a few gaps, gain a more complete understanding of the banking regulatory structure, and anyone else looking for some good tips and tricks to ensure you have all the information you need.

There are very few products at the financial institutions that bring on a feeling of insecurity more than the mention of three letters: I-R-A. What are they? How do we open them? What forms do we use? What if they ask us questions we can’t answer?

Audience: Any employee just starting out who wishes a simplified discussion of IRAs in addition to experienced personnel who would like a review of the latest changes in IRAs need this course.

Now that many of you have a comfort level with the basics, it’s time to get into the real nitty gritty of IRAs. What’s the difference of moving an IRA from bank to bank and a QP to a bank? Distribution penalty exception prior to age 59.5, mandatory distributions at age 73 and payouts to IRA beneficiaries.

Audience: Experienced personnel who would like to keep updated on the latest release of IRS rules and how to proceed forward, this is the class you will absolutely need to attend.

Social media posts are a great way to communicate with existing customers and gain new ones as well, but what can we post? What disclosures must be provided? How do we respond to a consumer complaint received via social media? In this session, we will answer those questions and more, and provide you with tools to help craft your institution’s social media policy.

Audience: This informational session is designed for Marketing Officers, IT Officers, Compliance Officers, and anyone responsible for managing your social media posts and program.

Do you charge junk fees? Maybe. The CFPB changed the guidelines, and some of your old practices will need updated to avoid unlawful overcharging your customers.

Audience:Compliance Officers, Deposit Operations Officers, training, and management will benefit from this webinar.