Compliance Keeper

Compliance Keeper empowers you to administer, schedule, communicate, report and customize employee training programs to ensure compliance. This cloud-based solution alleviates issues regularly plaguing compliance officers, such as tracking loan officer’s completed pre-licensing and continuing education courses, compliance report generation, and assessing company risk and liability.

You may also like:

Blog

Preventing Elder Financial Abuse – Tips for your Frontline Employees

Financial exploitation of the elderly is one of the saddest and most disturbing crimes. As a frontline employee of a financial institution, you can help protect our elderly. Learn how to identify signs of elder financial abuse so you can help prevent it.
View blog
Research Report

September 2019 Online Course Updates

A summary of the September 2019 Financial Services online course updates…
View research report
Blog

Communication & Relationship Building – Part 1: Three Keys to Creating Great Client Relationships for Mortgage Loan Officers

Communication and relationship building skills are vital for the success of Mortgage Loan Officers. Learn three keys to creating great client relationships.
View blog
Blog

Compliance Risk: The Risk of Not Knowing

Mitigating compliance risk requires a constant and consistent approach. Learn more about compliance risk, what is involved in a compliance risk assessment and ways to manage compliance risk at your institution.
View blog
By |2019-05-02T14:42:21+00:00May 2nd, 2019|