Compliance Keeper empowers you to administer, schedule, communicate, report and customize employee training programs to ensure compliance. This cloud-based solution alleviates issues regularly plaguing compliance officers, such as tracking loan officer’s completed pre-licensing and continuing education courses, compliance report generation, and assessing company risk and liability.
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Preventing Elder Financial Abuse – Tips for your Frontline Employees
Financial exploitation of the elderly is one of the saddest and most disturbing crimes. As a frontline employee of a financial institution, you can help protect our elderly. Learn how to identify signs of elder financial abuse so you can help prevent it.
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September 2019 Online Course Updates
A summary of the September 2019 Financial Services online course updates…
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Communication & Relationship Building – Part 1: Three Keys to Creating Great Client Relationships for Mortgage Loan Officers
Communication and relationship building skills are vital for the success of Mortgage Loan Officers. Learn three keys to creating great client relationships.
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Compliance Risk: The Risk of Not Knowing
Mitigating compliance risk requires a constant and consistent approach. Learn more about compliance risk, what is involved in a compliance risk assessment and ways to manage compliance risk at your institution.