Enjoy your early gift of the new Compliance and Regulatory rules and guidelines! Effective training is your first line of defense against regulatory risk and that is why we have brought together some of the key topics you and your staff should be aware of in December.
Regulatory Compliance Webinars You Can’t Miss in December 2023
Regulation E: Errors & Disputes
This webinar will dissect the Regulation E error resolution requirements in plain English.
Audience: This webinar is designed for frontline, management, compliance, audit, and operations personnel.
Wednesday, December 6th, 2023
10:00 am – 12:00 pm CT
Deposit Operations Year End Wrap-Up
During this compliance operations update, we will look at the federal deposit regulations and update and review your programs.
Audience: This program is designed for deposit operations, deposit compliance, branch administration, bookkeeping, account services, and those who run the operations side of the financial institution.
Tuesday, December 12th, 2023
1:30 pm – 3:30 pm CT
Beneficial Ownership Rules – Training for Your Staff
New rules on beneficial ownership are in effect. Now what?
Audience: BSA Officers, BSA Staff, Training, Compliance, Operations, and OFAC staff will benefit from this training.
Tuesday, December 12th, 2023
10:00 am – 12:00 pm CT
Navigating the FedNow Rules and Regulatory Compliance Environment
Unlock the compliance keys to successful FedNow instant payments with the Payments Professor. Learn how to navigate the intricate web of the FedNow® Service Operating Rules, Circular 8, and Regulations J, E, and more, to gain an understanding of the rules and regulations that apply to FedNow® instant payments.
Audience: This webinar is essential for financial professionals, compliance officers, BSA/AML, payment processors, auditors, and anyone involved in the FedNow instant payments ecosystem. Whether you’re a seasoned expert or new to the field, this session will provide invaluable insights into navigating the rules, regulations, and compliance.
Wednesday, December 13th, 2023
1:30 pm – 2:30 pm CT
IRS Information Reporting: Rules and Forms
It’s that time of the year again – when thoughts turn to holiday parties and gift-giving… no, really, IRS reporting issues and the myriad rules to follow and forms to complete!
Audience: Anyone in your institution with responsibility for collecting tax information, filing various IRS forms, or someone who must be aware of TIN requirements. This may include senior management, operations personnel, and back-room personnel, plus compliance officers, auditors, and attorneys, and anyone else who might benefit from this valuable information.
Wednesday, December 13th, 2023
10:00 am – 12:00 pm CT
BSA Year End Wrap Up
During this program, we will update BSA Officers on the new and important issues for BSA in 2023.
Audience: BSA Officers, BSA Staff, Training, Compliance, Operations, and OFAC staff will benefit from this training.
Thursday, December 14th, 2023
1:30 pm – 3:30 pm CT