Home/Governance Expert Discusses Risks to Credit Unions Due To Lack of Compliance

Governance Expert Discusses Risks to Credit Unions Due To Lack of Compliance

Jeff Kelly, vice president of governance, risk, and compliance at OnCourse Learning Financial Services, discusses how credit unions can mitigate compliance risk in a March 2017 Credit Union Magazine article titled “Pace of Change Challenges Compliance.”

“Lack of a compliance management system opens a credit union to risk if an employee says the wrong thing or marketing outreach implies bias,” said Kelly in this Credit Union National Association publication. In this article, Kelly also discusses the benefits for credit unions of using a compliance training partner.

Read More

You may also like:

Recruiting (and Keeping) Rockstar Employees
Blog

Recruiting (and Keeping) Rockstar Employees

Recruiting is one of the most expensive things an organization does. It costs nearly $7,000 to hire a professional employee. You cannot take the recruiting process lightly.
View blog
A Career in Wealth Management
Blog

A Career in Wealth Management

A wealth manager is a professional that protects and grows their client’s personal wealth. There are quite a few skills that a person needs to possess to be a successful wealth manager.
View blog
Course Update

May 2022 Online Course Updates

A summary of the May 2022 Financial Services online course updates.
View course update
The Ups and Downs of Technology and Working from Home
Blog

The Ups and Downs of Technology and Working from Home

Regardless of how prepared your institution was or now is, a glitch is bound to happen. Here are some tips and hints to consider when working from home.
View blog
By |2018-12-28T08:30:00-06:00December 13th, 2018|Business, Resources|Comments Off on Governance Expert Discusses Risks to Credit Unions Due To Lack of Compliance