Today’s regulatory landscape is more challenging than ever, with increased scrutiny by regulators, less time for organizations to react and stricter enforcement actions for violations. These new demands are forcing firms to look for new ways to monitor and manage change and ensure they are compliant.
- Common flaws in implementing compliance which are often utilized
- Risks for over compliance
- Best timing and implementation of compliance
- Most important skill sets for compliance officers as the role evolves
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Blog
Succession Planning During the Great Resignation
Employees are vacating the workforce at alarming rates. There are several factors for this. Retirement, stress, burn-out, and even content workers are looking for better offers.
As if this wasn’t enough to worry about, the lack of skilled talent is making it harder to find top-tier employees to replace those that are leaving. Is your company prepared for this?
Course Update
September 2022 Online Course Updates
A summary of the September 2022 Financial Services online course updates.