You may be ready to take a Labor Day break, but our Compliance and Regulatory training isn’t. Effective training is your first line of defense against regulatory risk. We’ve brought together some of the key topics you and your staff should be aware of.
Our webinars and live streaming events are presented live by experts in their field addressing compliance issues, industry trends, and regulation updates on topics such as TRID, HMDA, Bank Accounting, Fair Lending, and more!
Regulatory Compliance Webinars You Should Attend in September 2023
Maximizing Utilization of the SBA 7(a) Loan Guaranty Program and The Outsourcing Solution
How community banks can make safe, sound, secure, and profitable commercial loans in a challenging credit climate and uncertain economic environment.
Audience: This session will benefit Senior Management, Commercial Lenders and Support Staff.
Tuesday, September 12th, 2023
10:00 am – 11:00 am CT
Writing Effective SAR Narratives
This session will discuss the importance of the SAR narrative and how to write narratives that tell the story in an efficient and effective way.
Audience: This session will be beneficial for Bank Secrecy Act Compliance Officers, CU Compliance Officers, CEOs, and staff responsible for reporting suspicious activity.
Wednesday, September 13th, 2023
10:00 am – 11:30 am CT
IRA Annual 4-Part Series: From A-Z
Getting started in compliance can be a daunting endeavor. Where to even start? What are the laws, regulations, and guidance that applies to the world of banking? Where can I find all this information to better help me do my job?
Audience: Any employee who is new to the bank or customer service area and needs to learn the very basic rules and regulations of IRA should attend. In addition, any experienced IRA employees who would like a ‘refresher’ on the latest ever-changing rules and regulations of IRA would also benefit from this informational Webinar.
Series Begins
Thursday, September 14, 2023
10:00 am – 12:00 pm CT
Avoiding Check Fraud Liability: From Prevention to Loss Allocation
This webinar provides attendees with tips to avoid check fraud losses, as well as an overview of the laws that apply to loss allocation when check fraud occurs.
Audience: Tellers, Teller Supervisors, Customer Service Representatives, New Accounts Personnel, Branch Managers, Security Officers, Fraud Investigators, Fraud Examiners, and Bank Attorneys will benefit from this webinar.
Tuesday, September 19th, 2023
1:30 pm – 3:30 pm CT
Dormant Accounts and the Escheatment Process: Best Practices for Overcoming Challenges
Dormant accounts often take a backseat to more pressing compliance matters until that one time a year comes when you are required to report this inactivity and transfer any assets to your state through the escheatment process. However, dormant accounts can present a significant risk to your institution and require increased monitoring and scrutiny.
Audience: This informative session is designed for deposit operations staff, safe deposit box personnel, Compliance Officers, Internal Auditors, and anyone responsible for handling your institution’s dormant account and escheatment process.
Tuesday, September 19th, 2023
1:30 pm – 3:30 pm CT
Beneficial Ownership Customer Game Plan — An Action Plan for Your Business Customers
Want to help your customer prepare for beneficial ownership registration? This is the program for you with a complete package of tools for your reporting companies.
Audience: BSA Officer, Compliance Officer, Marketing Officer, Business Development Officers, Commercial Lending staff will all benefit.
Thursday, September 28th, 2023
1:30 pm – 3:30 pm CT